by Ben Zauzmer. Ben is a junior majoring in Applied Math at Harvard University and is a member of the Harvard Sports Analysis Collective. This article was originally published at harvardsportsanalysis.org.
In 2012, the NFL created new overtime rules designed to make the game fairer. The league switched from a sudden death setup to an arrangement that allows both teams to have a chance at scoring, unless the first team to receive scores a touchdown. Even with this change, it would seem that a coach should still always elect to receive if he wins the coin toss at the start of overtime, since an opening touchdown drive wins the game.
However, earlier this year, for the first time under the new rules, a coach made exactly the opposite decision. Bill Belichick, the three-time Super Bowl-winning coach of the New England Patriots, made the gutsy call to kick at the start of overtime. Many considered the main factor behind this decision to be the heavy winds at Gillette Stadium (if a team defers the choice of kicking or receiving, it may choose which direction to face). However, kicking first may also give a team better field position on offense and may actually benefit teams with strong defenses.
To calculate which strategy coaches should prefer, we will model NFL overtime as a Markov Chain. We will define our states as the set of possible point differentials, from the perspective of the team that receives the opening kickoff, in overtime: -6, -3, -2, 0, 2, 3, 6. This model inherently assumes that state-to-state probabilities are not conditional, and that the probability of the score differential being 5 or 9 – both technically possible under the new rules – is negligible.
We will let be the transition matrix for the receiving team’s first offensive possession, be the receiving team’s first defensive possession, be every subsequent receiving team offensive drive, and be every subsequent receiving team defensive drive. The first row/column of each matrix represents the receiving team at a -6 scoring difference, and so on until the last row/column is the receiving team at a +6 scoring difference.
The matrices have the following forms: